SERAI Onboard Assess

Case JH-2026-009 · Policy demo v1

Jade Harbor Family Office

Relationship context, accountable parties, and source-linked evidence are assessed before external verification or AML customer-risk decisions begin.

ReadinessReady for diligenceNo case or evidence blockers

Required evidence4 / 4 acceptedCurrent, source-linked, independently reviewed

Accountable parties3 recordedOwners, controllers, and signatories

Next gateExternal verificationThen AML customer-risk assessment and EDD

Relationship profile

Purpose and expected activity

CLIENT PROVIDED

Party graph

Ownership, control, and authority

MAPPED

PartyRelationshipOwnership / authorityStatus

Evidence register

Provenance and review state

ACCEPTED

EvidenceSourceIndependent reviewStatus

Client questionnaire · Version 1

Risk appetite and suitability

Capture willingness to take risk separately from financial capacity, return need, and investment experience.

Jade Harbor Family OfficeInstitutional client · Base currency USD

01 Objectives and need

Base currency Investable assets Annual liquidity requirement Primary objective Target annual return

02 Capacity for loss

Investment time horizon Near-term liquidity requirement Loss absorbable without affecting obligations Reliance on invested funds

03 Knowledge and experience

Investment product knowledge Institutional investment experience

04 Attitude to risk

Response to a 12% portfolio fall Comfort with annual volatility Loss/return trade-off

I confirm the answers represent the institution's current objectives, constraints, and ability to bear losses.

Governed AI · Interactive simulation

Seraphi decision room

Let AI prepare the decision, then watch permissions, deterministic controls, and named human authority constrain what can happen.

SIMULATIONFictional evidence · no live execution

Scenario Acting role

Evidence grounding3 / 3 citedEvery claim retains source lineage

Autonomous decisions0Authority remains human

Audit events1case.opened

Current stateEvidenceUnsealed decision chain

01Evidence
02Permission
03Seraphi
04Controls
05Human
06Audit

Stage 1 of 6 · Evidence

Evidence enters the room

SER-ORD-1047

Append-only evidence

Live AI activity and decision trail

UNSEALED

Event	Actor	Trace	Time

A single accountable workflow from relationship intake through mandate-controlled trade authorization.

Jade Harbor Family OfficeInstitutional client · Hong Kong SAR · RM: Jade Chan

Choose a drill

Current stateReady to runAwaiting workflow execution

Case evidence4 / 4 acceptedSource-linked and independently reviewed

Active rules4Versioned from IMA clauses

Payment routeSWIFT / CFETConnectivity is simulated

Execution timeline

Accountable workflow events

Not started

◎Run a scenario to populate the workflowEvery transition is simulated, timestamped, and visible for the investor demo.

Passive middle-office control

Mandate rule evaluation

No run

Rule outcomes will appear hereRules are derived from the approved investment agreement.