RECENT CONTROL ACTIVITY
Workspace activity
Registry response attachedPearl River Private Bank · 12 minutes ago
Evidence request receivedMeridian Capital Partners · 36 minutes ago
Passport snapshot approvedJade Harbor Family Office · 1 hour ago
InstitutionStageProgressOwnerDueStatus
INSTITUTIONAL CLIENT DATA
DRAFTNew client record
Capture identity, authority and permissions before evidence review begins.
CASE PR-2026-014
ACTION REQUIREDPearl River Private Bank
Institutional counterparty review.
EVIDENCE CHECKLIST
68%Review progress
OKEntity registrationApproved 12 Aug 2026Approved
OKRegulatory statusHKMA register linkedApproved
AIOwnership chartStale version detectedReview
!Beneficial-owner verificationSupporting ID not suppliedMissing
AIAuthorized signatory mandateName mismatch detectedReview
SOURCE-LINKED AI REVIEW
Three findings for human decision
No finding is auto-cleared.
01 / Stale ownership version REVIEW
02 / Controller evidence missing REVIEW
03 / Signatory name mismatch REVIEW
Review decision recorded.
EXTERNAL VERIFICATION GATEWAY
OFAC LIVE MODE AVAILABLERegistry and AML screening
Run the registry simulation or live OFAC plus simulated remainder.
CONTROLLED TRUST ASSET
Jade Harbor Family Office
Risk passport snapshot v3, approved 17 Aug 2026.
JurisdictionHong Kong SARRegistry extract p.1
RegistrationJHFO-2018-4421Certificate p.1
Ownership and control3 verified controllersOwnership chart p.2
Authorized signatories2 approved signatoriesBoard mandate p.3
Regulatory statusProfessional investorDeclaration p.1
Next refresh18 Sep 2026Event-driven monitoring
Ready for controlled reuse
Identity, ownership, signatory authority and professional-investor status are supported by current evidence.
ACCOUNTABILITY LAYER
Audit trail
Complete activity history for decisions and permissions.
ActivityActorTimeOutcome
AI extraction completed6 fields proposed; 3 findings surfacedAI CopilotREVIEWED
Registry check completedActive status and directors matchedRegistry providerMATCHED
Passport snapshot approvedRequired evidence current and linkedM. Lau, ComplianceAPPROVED
Controlled access grantedPearl River / selected fields / 30 daysJade Harbor OpsACTIVE
CONTROLLED DRILLS
DEMO MODEVerification simulations
Demonstrate provider connectivity and alternative outcomes outside the live case flow.
EXTERNAL VERIFICATION GATEWAY
NO EXTERNAL DATA TRANSMITTEDProvider connection drill
All provider names, references, and responses below are fictional.
SERAI AI COPILOT
CASE-AWARECase intelligence
Ask about evidence, verification results, risk signals, or the next accountable action.
Demo AI. It summarizes evidence and proposes actions; it does not approve, reject, or clear a match.
GOVERNED ORCHESTRATION
IN REVIEWApproval workflow
Role-owned tasks, dependencies, SLAs, and accountable decisions.
ACTIVE ROUTE
PR-2026-014Pearl River Private Bank
CONTROL HISTORY
Workflow events
IDENTITY & ENTITLEMENTS
Access control
Users, scoped roles, delegations, and pending access decisions.
INSTITUTION MEMBERSHIP
Users and role assignments
UserRoleScopeAssuranceStatus
POLICY VIEW
DENY BY DEFAULTRole boundaries
OPERATIONS CONTROL CALENDAR
Scheduler
Individual recurring and ad hoc operational reminders.
CONTROL SCHEDULE
Upcoming work
ReminderSubjectAssigned toNext dueCadenceStatus
ROADMAP PREVIEW
FUTURE PHASEControlled opportunity discovery
Permissioned institutional product access as a future workflow.
Access requirementCurrent institutional passport
Data room6 controlled items
Workflow stateRequest access
Product summaryAvailable after approvalLOCKED
Issuer overviewAvailable after approvalLOCKED
Access request logged for the product desk.